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Securities Law

Experienced Representation for Public Companies

The law firm of Glenn & Glenn, LLP in Ulster County, New York, handles securities law matters for public companies of all sizes, including local businesses, as well as national and international businesses with local interests. We offer more than 20 years of experience in this complex area of the law.

Our knowledge of securities law runs deep. One of our founding attorneys, D. Roger Glenn, has authored a widely read book, Corporate Responsibilities of Public Companies, published by RR Donnelly Financial. This book was designed to acquaint public companies with their obligations under the corporate governance regulatory scheme that exists under the 2002 Sarbanes-Oxley Act. Our law firm's services include assisting with corporate governance questions and all other areas of securities law.

Comprehensive Securities Law Services

Among the comprehensive securities law services our attorneys offer are:

  • Planning, drafting and negotiating offering documents, disclosure documents, private placement memoranda and other documents
  • Underwriting and securities purchase agreements
  • Civil litigation related to securities disputes

Ongoing Securities Law Compliance

Securities regulations require ongoing compliance. Our lawyers can guide your business in terms of compliance with quarterly reports, annual reports, proxy materials and ongoing Sarbanes-Oxley regulations. With our assistance, you can focus on moving your business forward while we address the technical securities matters that are absolutely critical for public companies to comply with.

Contact Us for a Free Initial Consultation

Our Hudson Valley lawyers are available to discuss your case and advise you on how to move forward to meet your goals. We will explain all of your options so you can make informed decisions.

Contact Our Firm Today

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Glenn & Glenn, LLP
124 Main Street
New Paltz, NY 12561
Phone: 845-256-8396
Toll Free: 877-862-7197
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